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Transaction Reporting Errors Expose Huge Gaps for Market Abuse and Systemic Risk Monitoring
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U.S. +1 212.951.1030 | UK +44 (0) 20 7042 05
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About ACA
ACA Group (“ACA”) is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape.
Our multi-award winning services include:
Compliance Consulting and Managed Services
Our global team of regulatory compliance professionals includes former SEC, FINRA, FCA, CFTC, NFA, and state regulators, as well as former senior managers from prominent financial institutions and advisory firms. We work with compliance and legal professionals to review and develop compliance programs based on best practices, current regulatory requirements, and robust oversight processes.
ACA provides GIPS® standards verification and consulting services to investment managers around the globe. Our team — comprised of more than 60 professionals with extensive GIPS standards and performance experience — is the largest group of professionals in the world solely dedicated to GIPS standards verification and related services.
Cybersecurity, Privacy and Risk: ACA Aponix®
ACA Aponix provides cybersecurity and technology risk assessments, data privacy compliance services, vendor and M&A diligence services, portfolio company oversight, network testing, and advisory services for companies of all sizes. Our award-winning solutions are designed to help firms uncover risks and identify deficiencies in their cybersecurity policies, procedures, and controls.
Gain clarity on your ESG requirements and build a strong compliance program with ACA. Our dedicated advisory practice helps firms of all sizes develop and monitor ESG programs to mitigate risk, make informed choices, grow profitably and sustainably, and combat greenwashing in the process.
ACA's ComplianceAlpha® is the award-winning regulatory technology platform transforming risk and compliance management for over 800 leading financial services firms worldwide. By bringing together risk and compliance activities, surveillance, testing, and analytics in one platform, ComplianceAlpha provides risk and compliance officers with a unified view of risks and behavior across their firm.
Regulatory Hosting: ACA Mirabella
ACA Mirabella provides regulatory hosting for discretionary fund and managed account managers, investment advisers/arrangers, placement agents and local marketing offices in the UK.
