fscom is a boutique firm of compliance experts who specialise in the financial services sector. Specifically we deal in asset management, trading and broking, retail banking, and payments and e-money. Our expert team advise asset managers across several asset classes and take pride in their knowledge of complex products such as derivatives. We have a strong reputation for assisting clients with the following services to include:
- regulatory authorisations (FSMA)
- audits
- regulatory advice
- regulatory due diligence (buy and sell side)
- interim solutions
- training
We help you interpret the complex regulations and we are specialists in IFPR, FSMA, MiFID II, CRR and SMCR. With this experience, we can help support your compliance team, giving advice that is commercially focused, comprehensive and value added. Value is what we are all about.
We know the regulators because we are ex-regulators. We know the resource struggles of compliance teams because we are ex-Global Heads of Compliance who work with these teams every day. We know what banks want and how banks work because we are ex-bankers. We know the challenges faced by entrepreneurs because we founded our own business that we grow from our own hard work. Together we are fscom.
