A new Consumer Duty, feedback to CP21/13 and further consultation |
FCA |
Business: Risk and Resilience |
Pauline Hawkes-Bunyan |
Strategic Business & Risk Committee |
15/02/2022 |
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A pro-innovation approach to AI regulation |
HM Department for Science, Innovation and Technology |
Policy, Strategy and Innovation |
James King |
Technology Forum |
21/06/2023 |
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A Sector-Neutral Framework for Private Sector Transition Plans |
Transition Plan Taskforce (TPT) |
Stewardship, Risk and Tax |
Rhydian Campbell |
Governance & Stewardship Committee |
13/07/2022 |
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Accelerating the transition from fossil fuels and securing energy supplies |
UK Parliament |
Investments and Capital Markets |
Paul Scaping |
Climate Change WG |
06/05/2022 |
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Active transition of GBP LIBOR referencing bonds |
BoE |
Investments and Capital Markets |
Hugo Gordon |
LIBOR Transition WG |
03/02/2021 |
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Addressing Structural Vulnerabilities from Liquidity Mismatch in Open-Ended Funds – Revisions to the FSB’s 2017 Policy Recommendations |
FSB |
Policy, Strategy and Innovation |
Rachel Ellison |
Investment Funds Committee |
04/09/2023 |
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Amendments to the IFRS Foundation Constitution to Accommodate an International Sustainability Standards Board |
IFRS |
Stewardship, Risk and Tax |
Laith Cahill |
Governance & Stewardship Committee |
28/07/2021 |
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Amendments to the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 Statutory Instrument 2022 |
HMT |
Business: Risk and Resilience |
Adrian Hood |
Financial Crime Committee |
14/10/2021 |
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Anti-dilution Liquidity Management Tools – Guidance for Effective Implementation of the Recommendations for Liquidity Risk Management for Collective Investment Schemes |
IOSCO |
Policy, Strategy and Innovation |
Mark Sherwin |
Investment Funds Committee |
04/09/2023 |
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Benchmarks Regulation: our proposed new powers, policy and decision-making |
FCA |
Business: Risk and Resilience |
Adrian Hood |
Investment Fund Operations Committee |
18/01/2021 |
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