This is a document designed for use by investors who are considering investment in a UK authorised fund and who wish to understand in more detail the UK regulatory regime for authorised funds.
The purpose of the Equities Electronic Order Handling Questionnaire is to establish a common, non-exhaustive, framework for the request of information from clients to their electronic trading service providers. The scope of the Questionnaire is limited to equity / equity-like European Economic Area (EEA) securities which are traded through a regulated firm based in the EEA.