PAPERLESS TRANSFER/RENUNCIATION FOR AUTHORISED FUNDS
Reasonable steps to ensure the authenticity of instructions (January 2016)
ALGORITHMIC TRADING ORDER HANDLING QUESTIONNAIRE
The purpose of the Equities Electronic Order Handling Questionnaire is to establish a common, non-exhaustive, framework for the request of information from clients to their electronic trading service providers. The scope of the Questionnaire is limited to equity / equity-like European Economic Area (EEA) securities which are traded through a regulated firm based in the EEA.