FCA CP19/27: Quarterly Consultation Paper no 25 Chapter 3 COLL - 1 November


ESMA Consultation: Guidelines on performance fees in UCITS - 31 October

FCA CP19/25: Pension transfer advice: contingent charging and other proposed changes - 29 October

HMT Call for Evidence: Regulatory Coordination - 25 October

FCA FS19/5: Effective competition in non-workplace pensions - 8 October

FCA GC19/3: Fair treatment of vulnerable customers - 4 October

Risk Coalition Consultation: Principles and guidance for board risk committees and risk functions - 4 October


BEIS initial consultation on the CMA recommendations for the statutory audit market - 12 September

ESMA Call for Evidence: Impact of the inducements and costs and charges disclosure requirements under MiFID II - 6 September

DWP consultation on delivering the CMA recommendations for trustee oversight of investment consultants and fiduciary managers - 2 September


FCA Call for Evidence: Cross-Sector Sandbox - 30 August


ESMA Consultation: Guidelines for trade reporting under SFTR - 29 July

ICSA review of the effectiveness of independent board evaluation in the UK listed sector - 15 July

FCA CP19/15: Independent Governance Committees: extension of remit - 15 July


FCA CP19/12: Consultation on Investment Platforms Market Study remedies - 13 June

Independent review of the FRC: initial consultation on recommendations - 11 June

HMT consultation: Implementing the Fifth Money Laundering Directive (5MLD) - 10 June



Independent review into the quality and effectiveness of audit - 31 May

FCA CP19/10: Disclosing costs and charges to workplace pension scheme members and amendments to transaction costs methodologies - 28 May



FCA/FRC DP19/1: Building a regulatory framework for effective stewardship - 31 April

FCA CP19/05: Retirement Outcomes Review  - 5 April 



FRC consultation: New Stewardship Code - 29 March

DWP consultation: Investment innovation in Defined Contribution pensions - 28 March 

FCA CP19/7: Implementing parts of SRD II in the UK - 27 March

CMA consultation on The Investment Consultancy and Fiduciary Management Market Investigation Order 2019 - 13 March 



FCA DP18/10: Patient capital and authorised funds - 28 February 

FCA CP18/40: Changes permitted links rules for unit-linked funds - 28 February 

ESMA consultation: MMFR regulatory reporting guidelines - 14 February



BEIS Select Committee Inquiry into the future of audit - 11 January



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