CP24/24 The MiFID Organisational Regulation – Chapter 3 |
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Stewardship, Risk and Tax |
Adrian Hood |
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Final Response |
28/02/2025 |
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IOSCO Revised Recommendations for Liquidity Risk Management for Collective Investment Schemes |
IOSCO |
Policy, Strategy and Innovation |
Rachel Ellison |
Fund Liquidity Management WG |
Final Response |
11/02/2025 |
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DP24/3: Pensions - Adapting our requirements for a changing market |
FCA |
Policy, Strategy and Innovation |
John Allan |
Investment Fund Operations Committee |
Final Response |
27/02/2025 |
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CP24/30: A new product information framework for Consumer Composite Investments |
FCA |
Policy, Strategy and Innovation |
Reuben Overmark |
Investment Funds Committee |
Final Response |
20/03/2025 |
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ESMA consultation on the Technical Standards specifying the criteria for establishing and assessing the effectiveness of investment firms’ order execution policies |
ESMA |
Investments and Capital Markets |
Kenix Lee |
Buy-Side Trading Committee |
Final Response |
16/10/2024 |
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GFXC Request for Feedback on Amendments to the FX Global Code |
Global Foreign Exchange Committee |
Investments and Capital Markets |
Kenix Lee |
FX Committee |
Final Response |
25/10/2024 |
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FSB Consultation on NBFI Leverage |
Financial Stability Board |
Policy, Strategy and Innovation |
Peter Capper |
Derivatives Committee |
Final Response |
28/02/2025 |
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HMT draft legislation for ESG Rating providers |
HMT |
Investments and Capital Markets |
Carol Thomas |
Sustainability and Responsible Investment Committee |
Final Response |
14/01/2025 |
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CP24/29: Private Intermittent Securities and Capital Exchange System: sandbox arrangements |
FCA |
Investments and Capital Markets |
Hugo Gordon |
Private Markets Committee |
Final Response |
17/02/2025 |
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CP24/28 – Operational resilience: Operational incident and outsourcing and third-party reporting |
FCA |
Policy, Strategy and Innovation |
James King |
Operational Resilience Committee |
Final Response |
14/03/2025 |
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