| ESMA CSDR - Consultation on Technical Advice on CSDR Penalty Mechanism |
ESMA |
Investments and Capital Markets |
Alex Chow |
IOC Securities Post Trade Sub-Committee |
Final Response |
29/02/2024 |
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| Voluntary Carbon Markets |
IOSCO |
Investments and Capital Markets |
Paul Scaping |
Climate Change WG |
Final Response |
03/03/2024 |
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| UK Emissions Trading Scheme: future markets policy |
Department for Energy Security and Net Zero |
Investments and Capital Markets |
Paul Scaping |
Climate Change WG |
Final Response |
11/03/2024 |
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| CP23/32: Improving Transparency for bond and derivatives markets |
FCA |
Investments and Capital Markets |
Hugo Gordon |
Fixed Income Trading Committee |
Final Response |
06/03/2024 |
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| CP23/31: Primary Markets Effectiveness Review |
FCA |
Investments and Capital Markets |
Hugo Gordon |
Investment Committee |
Final Response |
22/03/2024 |
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| CP23/33: Consultation on payments to data providers and DRSP forms including Policy Statement for the framework for UK consolidated tape (CP23/15) |
FCA |
Investments and Capital Markets |
Hugo Gordon |
Fixed Income Trading Committee |
Final Response |
09/02/2024 |
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| CP23/28: Updating the regime for Money Market Funds |
FCA |
Policy, Strategy and Innovation |
Peter Capper |
Product Development & Regulations Committee |
Final Response |
08/03/2024 |
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| FCA CP23/26: Implementing the Overseas Funds Regime (OFR) |
FCA |
Policy, Strategy and Innovation |
Peter Capper |
International & European Policy Committee |
Final Response |
12/02/2024 |
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| Consultation Paper (CP) 26/23 ‘Operational Resilience: Critical Third Parties to the UK Financial Sector’ |
BoE/PRA and FCA |
Policy, Strategy and Innovation |
James King |
Operational Resilience Committee |
Final Response |
15/03/2024 |
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| CP23/25: Quarterly Consultation Paper No. 42 |
FCA |
Policy, Strategy and Innovation |
Rachel Ellison |
Product Development & Regulations Committee |
Final Response |
08/01/2024 |
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