Derivatives and Regulation


Use of derivatives

Ross Barrett will discuss the scope of new regulations affecting investment management firms which are using derivatives in their client portfolios.

This is a one-day intermediate level course for non-derivative experts, who need to widen their understanding of how the main derivative contracts are used by investment managers. This might include managers, supervisors and technical staff from the following activities:

  • Client services and call centres
  • Finance and accounting
  • HR and training
  • Investment administration and operations
  • Investment professionals
  • IT and software developers
  • Legal and compliance
  • New entrants
  • PR and recruitment firms
  • Risk management
  • Sales and marketing

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