Simplifying surveillance

About the webinar:

Surveillance is complex and can be hard to manage given its breadth and scope, but by breaking it down into simple and effective policies and tying policy to process in a clear and transparent fashion, firms can immediately gain greater confidence in their approach.
It can also provide firms with a deeper understanding of their risks, while at the same time enabling greater efficiencies, flexibility and an increased capability to cope with change.
Please join us for a webinar where we examine best practice approaches to market abuse and surveillance monitoring.

The Webinar covers:

• The current challenge with cross asset surveillance (addressing FCA’s recent observations)
• The need for firms to conduct an initial risk assessment of their business in light of MAR
• Keeping pace with e-Comms surveillance
• The benefits of combining policy and process with a holistic approach to surveillance
• Technology’s impact on surveillance processes
• Challenges of managing attestation across your firm

Please do pass this invitation on to those who may be interested in this topic.