UK Prudential Regime for Investment Firms – Key aspects & practical implications
The FCA started a consultation programme on the new UK Prudential Regime for Investment Firms (UK IFPR) in December. In its second consultation paper published in April 2021, the FCA addresses some of the most important aspects of the regime for Investment Managers, including the calculation of K-AUM and the requirements around risk management and governance (including the appointment of NEDs). That consultation closes on 28 May 2021.
In this webinar we will talk you through the key updates from the FCA consultation paper and the practical implications for UK Investment Management firms.