2020

December

IFRS Foundation: Sustainability Reporting Consultation - 23 December

Department for Business, Energy & Industrial Strategy: National Security& Investment Bill: Mandatory Notification Regime - 22 December

HMRC: ISAs and Authorised Open-Ended Property - IA/AREF Joint Response - 11 December

November

Basel Committee on Banking Supervision: Principles for Operational Resilience - 6 November

FCA: CP 20/15 Liquidity mismatch in authorised open-ended property funds - 3 November

October

DWP: Improving outcomes for DC pension scheme members - 29 October

IOSCO: Use of AI & ML by asset managers - 26 October

HMT: Consultation on a new Economic Crime Levy - 13 October

IOSCO: Principles on Outsourcing - 1 October

FCA: CP20/3 Proposals to enhance climate related disclosures by listed issuers - 1 October

September

FCA: Guidance on Vulnerable Customers - 30 September

FCA: DP20/02 - A new UK prudential regime for MiFID investment firms - 25 September

FCA: Open Finance - 25 September

IIGCC: Net Zero Investment Framework - 25 September

FCA: CP20/09 - Driving value for money in pensions - 24 September

FCA: Operational Resilience - 24 September

Response to EBA consultations on the new Prudential Regime for Investment Firms - 4 September

ESAs: Joint Consultation on ESG Disclosure - 1 September 

ESMA: Harmonisation of Leverage Limits under Article 25 AIFMD - 1 September

August

European Commission CP: AML Action Plan - 25 August 

DWP: Call for evidence on the review of the DC default fund charge cap and standardised cost disclosure - 20 August

HMT: Consultation on updating the UK’s Prudential Regime before the end of the Transition Period - 19 August

July 

EU CP: Renewed Sustainable Finance Strategy - 15 July

DCMS: Expansion of the dormant assets scheme

EC consultation on amendments to MiFID, UCITS & AIFMD Draft Delegated Acts- 6 July

DWP Consultation: Aligning your pension scheme with TCFD - 2 July

June 

EU CP: Non-Financial Reporting Directive - 11 June 2020

May

HMT: A Consultation on the Reform to Retail Prices Index Methodology - 15 May

March

OECD: BEPS Action 13 – Country by Country Reporting (CbCR) - 6 March

February

HMRC CP: Broadening Application of 5MLD to Trusts - 21 Feb

Representation for Spring Budget 2020 - 7 Feb

Standardisation of Reject Codes in FX Trading - 5 Feb

January

ESAs Joint Consultation Paper concerning amendments to the PRIIP KID - 13 Jan

 

Library

View the archives

2019

November

ESMA CP: MAR review - 29 November

FCA CP19/27: Quarterly Consultation Paper no 25 Chapter 3 COLL - 1 November

October

ESMA Consultation: Guidelines on performance fees in UCITS - 31 October

FCA CP19/25: Pension transfer advice: contingent charging and other proposed changes - 29 October

HMT Call for Evidence: Regulatory Coordination - 25 October

FCA FS19/5: Effective competition in non-workplace pensions - 8 October

FCA GC19/3: Fair treatment of vulnerable customers - 4 October

Risk Coalition Consultation: Principles and guidance for board risk committees and risk functions - 4 October

September

BEIS initial consultation on the CMA recommendations for the statutory audit market - 12 September

ESMA Call for Evidence: Impact of the inducements and costs and charges disclosure requirements under MiFID II - 6 September

DWP consultation on delivering the CMA recommendations for trustee oversight of investment consultants and fiduciary managers - 2 September

August

FCA Call for Evidence: Cross-Sector Sandbox - 30 August

July

ESMA Consultation: Guidelines for trade reporting under SFTR - 29 July

ICSA review of the effectiveness of independent board evaluation in the UK listed sector - 15 July

FCA CP19/15: Independent Governance Committees: extension of remit - 15 July

June

FCA CP19/12: Consultation on Investment Platforms Market Study remedies - 13 June

Independent review of the FRC: initial consultation on recommendations - 11 June

HMT consultation: Implementing the Fifth Money Laundering Directive (5MLD) - 10 June

 

May

Independent review into the quality and effectiveness of audit - 31 May

FCA CP19/10: Disclosing costs and charges to workplace pension scheme members and amendments to transaction costs methodologies - 28 May

 

April

FCA/FRC DP19/1: Building a regulatory framework for effective stewardship - 31 April

FCA CP19/05: Retirement Outcomes Review  - 5 April 

 

March

FRC consultation: New Stewardship Code - 29 March

DWP consultation: Investment innovation in Defined Contribution pensions - 28 March 

FCA CP19/7: Implementing parts of SRD II in the UK - 27 March

CMA consultation on The Investment Consultancy and Fiduciary Management Market Investigation Order 2019 - 13 March 

 

February

FCA DP18/10: Patient capital and authorised funds - 28 February 

FCA CP18/40: Changes permitted links rules for unit-linked funds - 28 February 

ESMA consultation: MMFR regulatory reporting guidelines - 14 February

 

January

BEIS Select Committee Inquiry into the future of audit - 11 January

 

Library

View the archives

2018

2016

2015

2014

2013

  • EBA consultation on draft notional discount rate for bonuses and scope of Code staff - 17 December
  • Joint ESA consultation on Mechanistic references to credit ratings - 12 December
  • IAASB ED: Reporting on audited financial statements - 3 December
  • Better workplace pensions: A consultation on charging - 28 November
  • CRD IV: Reporting - 26 November
  • CRD IV: Countercyclical capital buffers - 29 October
  • European Banking Authority paper on draft Regulatory Technical Standards (RTS) - 25 October
  • CRD IV - country by country reporting - 18 October
  • FCA CP13/5: Review of the client assets regime for investment business - 18 October
  • Recovery and resolution of non-bank financial institutions - 15 October
  • Recovery of finncial market infrastructures - 10 October
  • Banking Reform: Draft Secondary Legislation - 7 October
  • FCA CP13/9: Quarterly Consultation No.2 - 4 October
  • European Banking Authority paper on draft Regulatory Technical Standards (RTS) - 30 September
  • FCA CP 13/06: Implementation of CRD IV - 30 September
  • DCLG Call for Evidence on the Future Structure of the Local Government Pension Scheme - 27 September
  • IASB Exposure Draft, 2013/6: Leases - 27 September
  • DWP call for evidence: “Quality standards in workplace defined contribution pension schemes" - 18 September
  • BIS DP: Transparency & Trust: Enhancing the Transparency of UK Company Ownership and Increasing Trust in UK Business - 16 September
  • HMRC consultation on the taxation of corporate debt and derivative contracts - 2 September
  • Competition Commission: Statutory Audit Services – provisional decisions on remedies - 23 August
  • HMRC consultation on taxation of LLPs and other partnerships - 12 August
  • European Banking Authority paper on draft Regulatory Technical Standards (RTS) - 12 August
  • New regulations for securitisation under CRD IV - 12 August
  • HMT consultation on allowing transfers of CTFs to Junior ISAs - 6 August
  • OECD questions on exchange of information - 26 July
  • IASB paper on Financial Instruments: Expected Credit Losses - 16 July
  • Guidelines on reporting obligations under AIFMD - 1 July
  • ECON consultation on Coherence of EU legislation - 20 June
  • IASB Exposure Draft: Classification and Measurement: Limited Amendments to IFRS9 - 31 May 2013
  • IOSCO consultation on Principles for Financial Benchmarks - 16 May
  • FCA CP13/09: Implementation of the AIFMD - Part 2 - 10 May
  • FRC’s consultation on its proposed revisions to ISA (UK and Ireland) 700 - 9 May
  • FRC consultation on the Sharman Panel’s review - 28 April
  • CIIA paper on Effective Internal Audit in the Financial Services Sector - 8 April
  • Competition Commission Market Inquiry - Statutory Audit Services for Large Companies - 25 March
  • ESMA call for evidence on evaluation of the Short Selling Regulation - 18 March
  • BCBS-IOSCO consultation –collateral and margin for derivatives trades - 15 March
  • Representations for Budget Report 2013 - 8 March
  • FSA consultation on UK Tax Transparent Funds - 5 March
  • HMRC consultation on Implementing the UK-US FATCA Agreement - 28 February
  • HMT consultation on AIFMD - 27 February
  • HMT review on competences between United Kingdom and European call for evidence - 22 February
  • ESMA consultation on Principles for Financial Benchmarks - 15 February
  • FSA CP13/1: FSCS Funding Model Review - 13 February
  • IOSCO consultation on Financial Benchmarks - 11 February
  • FSB observations on remuneration practices  - 11 February
  • Money Advice Service: Draft business plan - 11 February
  • HMRC: Double Tax Treaty Network Review 2013/14 - 6 February
  • FSA CP12/35: Temporary Product Intervention Rules - 4 February
  • DWP: Supporting Automatic Enrolment - 28 January
  • BIS: Kay Review - 25 January
  • FSA CP12/36: The regulation and supervision of benchmarks - 16 January
  • FSA CP12/25 : Enhancing the effectiveness of the Listing Regime - 9 January
  • FSA CP12/28: Regulatory fees and levies - 8 January

2012

2011

2010

2009

December

Department for Business, Energy & Industrial Strategy: National Security& Investment Bill: Mandatory Notification Regime - 22 December

HMRC: ISAs and Authorised Open-Ended Property - IA/AREF Joint Response - 11 December

November

Basel Committee on Banking Supervision: Principles for Operational Resilience - 6 November

FCA: CP 20/15 Liquidity mismatch in authorised open-ended property funds - 3 November

October

DWP: Improving outcomes for DC pension scheme members - 29 October

IOSCO: Use of AI & ML by asset managers - 26 October

HMT: Consultation on a new Economic Crime Levy - 13 October

IOSCO: Principles on Outsourcing - 1 October

FCA: CP20/3 Proposals to enhance climate related disclosures by listed issuers - 1 October

September

FCA: Guidance on Vulnerable Customers - 30 September

FCA: DP20/02 - A new UK prudential regime for MiFID investment firms - 25 September

FCA: Open Finance - 25 September

IIGCC: Net Zero Investment Framework - 25 September

FCA: CP20/09 - Driving value for money in pensions - 24 September

FCA: Operational Resilience - 24 September

Response to EBA consultations on the new Prudential Regime for Investment Firms - 4 September

ESAs: Joint Consultation on ESG Disclosure - 1 September 

ESMA: Harmonisation of Leverage Limits under Article 25 AIFMD - 1 September

August

European Commission CP: AML Action Plan - 25 August 

DWP: Call for evidence on the review of the DC default fund charge cap and standardised cost disclosure - 20 August

HMT: Consultation on updating the UK’s Prudential Regime before the end of the Transition Period - 19 August

July 

EU CP: Renewed Sustainable Finance Strategy - 15 July

DCMS: Expansion of the dormant assets scheme

EC consultation on amendments to MiFID, UCITS & AIFMD Draft Delegated Acts- 6 July

DWP Consultation: Aligning your pension scheme with TCFD - 2 July

June 

EU CP: Non-Financial Reporting Directive - 11 June 2020

May

HMT: A Consultation on the Reform to Retail Prices Index Methodology - 15 May

March

OECD: BEPS Action 13 – Country by Country Reporting (CbCR) - 6 March

February

HMRC CP: Broadening Application of 5MLD to Trusts - 21 Feb

Representation for Spring Budget 2020 - 7 Feb

Standardisation of Reject Codes in FX Trading - 5 Feb

January

ESAs Joint Consultation Paper concerning amendments to the PRIIP KID - 13 Jan

 

Library

View the archives