REDEMPTION AND CANCELLATION OF IRREDEEMABLE PREFERENCE SHARES

LAST LOOK

MIFID II

  • The Investment Association / AFME Indicators of Interest Proposal (March 2017)
  • Industry Guidance on MIFID II product governance requirements (July 2019)

HOUSING ASSOCIATIONS

ALGORITHMIC TRADING ORDER HANDLING QUESTIONNAIRE

The purpose of the Equities Electronic Order Handling Questionnaire is to establish a common, non-exhaustive, framework for the request of information from clients to their electronic trading service providers. The scope of the Questionnaire is limited to equity / equity-like European Economic Area (EEA) securities which are traded through a regulated firm based in the EEA.

FIXED INCOME

USE OF DEALING COMMISSION

ETFs

 

     

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