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Green Gilts

Green Gilts Position Paper Image

IA Green Gilts Position Paper

March 2021

FX ALGOS

Electronic Trading FX Algo Due Diligence Questionnaire

IA FX Algos Due Diligence Questionnaire

February 2021

REDEMPTION AND CANCELLATION OF IRREDEEMABLE PREFERENCE SHARES

IA Guidelines on the Redemption or Cancellation of Irredeemable Preference Shares - February 2019

IA Guidelines on the Redemption or Cancellation of Irredeemable Preference Shares

February 2019

LAST LOOK

IA Position Paper on Last Look

IA Position Paper on Last Look

February 2018

MIFID II

The Investment Association / AFME Indicators of Interest Proposal - March 2017

The Investment Association / AFME Indicators of Interest Proposal

March 2017
Industry Guidance on MIFID II product governance requirements - July 2019

Industry Guidance on MIFID II product governance requirements

July 2019

HOUSING ASSOCIATIONS

Governance and Disclosure Guidelines for Housing Associations Seeking Funding From Capital Markets - November 2022

Governance and Disclosure Guidelines for Housing Associations Seeking Capital Markets Funding

November 2022

ALGORITHMIC TRADING ORDER HANDLING QUESTIONNAIRE

The purpose of the Equities Electronic Order Handling Questionnaire is to establish a common, non-exhaustive, framework for the request of information from clients to their electronic trading service providers.

 

Equities Electronic Order Handling Questionnaire

IA and AFME Equities Electronic Order Handling Questionnaire

March 2024

FIXED INCOME

Guidelines for New Issue Transactions in Fixed Income - October 2015

Guidelines for New Issue Transactions in Fixed Income

October 2015
Position paper on Consent Fees - March 2015

Position paper on Consent Fees

March 2015

ETFs

ETF Performance During the Coronavirus Crisis Policy Briefing

ETF Performance During the Coronavirus Crisis

June 2020
 

ARCHIVED INDUSTRY GUIDANCE LIRBARY

Looking for past regulatory insights and best practice frameworks? Dive into our archive of industry guidance documents - covering everything from fund regulation and trading protocols to disclosure standards and investor relations.